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The Rural Opioid Initiative Consortium description: providing evidence to Understand the Fourth Wave of the Opioid Crisis
Addiction Science & Clinical Practice volume 17, Article number: 38 (2022)
To characterize and address the opioid crisis disproportionately impacting rural U.S. regions.
The Rural Opioid Initiative (ROI) is a two-phase project to collect and harmonize quantitative and qualitative data and develop tailored interventions to address rural opioid use. The baseline quantitative survey data from people who use drugs (PWUD) characterizes the current opioid epidemic (2018–2020) in eight geographically diverse regions.
Among 3,084 PWUD, 92% reported ever injecting drugs, 86% reported using opioids (most often heroin) and 74% reported using methamphetamine to get high in the past 30 days; 53% experienced homelessness in the prior 6 months; and 49% had ever overdosed. Syringe service program use varied by region and 53% had ever received an overdose kit or naloxone prescription. Less than half (48%) ever received medication for opioid use disorder (MOUD).
The ROI combines data across eight rural regions to better understand drug use including drivers and potential interventions in rural areas with limited resources. Baseline ROI data demonstrate extensive overlap between opioid and methamphetamine use, high homelessness rates, inadequate access to MOUD, and other unmet needs among PWUD in the rural U.S. By combining data across studies, the ROI provides much greater statistical power to address research questions and better understand the syndemic of infectious diseases and drug use in rural settings including unmet treatment needs.
The 2014–2015 HIV outbreak among people who inject drugs (PWID) in Scott County, Indiana , as well as the increased hepatitis C virus (HCV) incidence in rural areas across the U.S , magnified the need to understand the risk environment and develop public health interventions that prevent infectious diseases and other harms related to drug use in rural settings where access to evidence-based treatment and prevention may be more limited. There has.
been little systematic multi-site research on injection drug use (IDU) or opioid use disorders in rural areas , although some literature characterizes rural methamphetamine , prescription opioid, and heroin use in relatively small population centers [5,6,7], scarcity of sterile syringes , and risks of overdose and patterns of substance use in Appalachia . Subsequent modeling suggested that many rural counties are vulnerable to HIV and/or HCV epidemics related to opioid injection .
The Rural Opioid Initiative (ROI) developed as a response to this need to better understand and address the rural opioid crisis in the United States (U.S.) through an internal 2015 National Institute on Drug Abuse (NIDA) proposal and a series of meetings with representatives from the Centers for Disease Control and Prevention (CDC), Substance Abuse and Mental Health Administration (SAMHSA), and Appalachian Regional Commission (ARC) in 2016 . Agency representatives recognized that data availability, resources and policies varied by state and within states by locality, and that these would influence implementation, adoption and effectiveness of evidence-based harm reduction interventions that had been tested in urban settings. Agency representatives also recognized that adoption and effective implementation of interventions were more likely if local leaders recognized characteristics of their own communities’ social and policy environments . Consequently, the ROI adopted a two-phase design whereby projects would collect local data and conduct research to fill data gaps over a two-year period. Those data were used to inform development of demonstration-type projects in phase two that would be implemented over three years.
This paper summarizes the design, methodology, and baseline description of the ROI cohort of people who use drugs (PWUD) to characterize and better inform treatment and other interventions for the current opioid crisis in geographically diverse rural regions of the U.S.
The ROI recruited PWUD from rural regions—a historically understudied population. The ROI includes 8 studies spanning 10 states and 65 U.S. counties. Studies are conducting research in two phases; the first phase involved epidemiologic and policy scans and the collection and harmonization of qualitative and quantitative data to permit comparisons and data aggregation across sites. The second phase focuses on interventions. This paper describes data collection methods and presents cross-sectional quantitative data from phase one.
Studies were required to demonstrate rurality in addition to an ability to collect data on opioid overdoses, infectious diseases and other relevant domains. Government definitions of rural vary by federal agency, which can affect population estimates and program offerings . These differences are summarized on the Health Resources and Services Administration (HRSA) “Am I Rural” website . Funding agencies used this website to confirm rurality and other indicators of vulnerability. Funders permitted small metropolitan areas, micropolitan areas, and metropolitan areas of < 250,000 persons to apply for funding under this initiative, as some rural communities with significant opioid-related and intertwined HIV, HCV and overdose epidemics (e.g., Scott County, Indiana ) are classified in metropolitan statistical areas. Thus, ROI study sites include small cities like Portsmouth, Ohio and Keene, New Hampshire; county seats with small colleges that serve as trading hubs like Morehead, Kentucky; former coal mining hubs in West Virginia and Kentucky and a variety of small towns in New England, central Appalachia, southern Illinois, western North Carolina, Wisconsin, and Oregon. Figure 1 shows the diverse geography of the 8 participating studies (Illinois: IL; Kentucky: KY; North Carolina: NC; New England: NE; Ohio: OH; Oregon: OR; Wisconsin: WI; and West Virginia: WV).
ROI studies were structured as two-phase awards with phase one focused on building local collaborations, aggregating local data, collecting additional data to fill data gaps, and harmonizing core data elements across study sites. The second phase (currently in progress) focuses on sustainable, locally tailored intervention projects informed by phase one collaborations and assessments. All sites obtained local IRB approval for activities and data-sharing within the ROI.
ROI management structure
The ROI is a collaboration between: (1) individual study teams responsible for conducting and monitoring enrollment and data collection at their sites; (2) scientific officers and other representatives from federal funding agencies (NIDA, CDC, SAMHSA, ARC) who offer guidance and the federal perspective on the project and its aims; (3) the Data Coordinating Center (DCC) which includes researchers who facilitate cross-site data linkages, provides methodologic and analytic support for quantitative and qualitative data, and facilitates working groups and annual meetings; and (4) the chair of the steering committee, Dr. Holly Hagan, an independent academic researcher who provides expertise and advice. Working Groups focus on specific aspects of study methods and implementation, including quantitative and qualitative data collection, analysis, and field operations. The steering committee includes the chair, site principal investigators, scientific officers and the DCC team.
Participant recruitment and eligibility
Participants were recruited between January 2018 and March 2020 (exact dates varied by study). Eligible individuals had to report past 30-day use of any opioid “to get high” (heroin, prescription pain medication) and/or past 30-day injection of any drug. Eligibility criteria were tailored slightly to meet region-specific needs (Table 1). Three studies required IDU verified by the presence of lesions at injection sites or the ability to demonstrate knowledge of drug preparation and injection techniques. Two studies that did not require IDU collected urine specimens that were tested for the presence of opioid metabolites. The minimum age was 15 in two studies and 18 in the others. All studies had local human subjects approval.
Respondent-driven sampling (RDS) was used  to ensure inclusion of potentially hard-to-reach participants from rural regions. Each study site enrolled between 42 and 279 “seeds” to initiate peer recruitment. Seeds were recruited from syringe service programs (SSPs), local health departments, community health centers, other relevant agencies and street outreach. Seeds were given up to six coupons to recruit peers (maximum number varied by study). Each enrolled non-seed peer recruit could recruit up to five eligible peers (maximum number varied by study). Financial incentives were offered for recruitment ($10-$20 per eligible peer) and for study participation ($40-$60).
Quantitative data collection
All studies administered a standardized survey at the enrollment interview; five studies administered it using a centrally-developed Audio Computer-Assisted Self-Interview (ACASI), two used Computer-Assisted Self-Interviews (CASI) in REDCap, and one involved interviewer-administration of Computer-Assisted Personal Interviews (CAPI) in QDS (Questionnaire Development System™). ROI investigators identified 13 domains for use across studies, informed by measures used in previous research [16,17,18], including questions about drug use; drug use networks; socioeconomic status; ever and past 30-day use and injection of substances to get high (heroin, street fentanyl/carfentanil, prescription opioids [e.g., oxycodone, hydrocodone, morphine, etc.], synthetic opioids [e.g., U47700/“Pink”, etc.], buprenorphine, methadone, methamphetamine, cocaine/crack, prescription anxiety drugs, gabapentin and clonidine); alcohol use and smoking; severity of dependence on opioids, methamphetamine, and cocaine/crack; access to injection equipment; drug injection and use practices; substance use treatment; criminal justice involvement; access to and utilization of health care; engagement in harm reduction programs such as utilization of SSPs, knowledge of and training on the use of naloxone, as well as access to and prior use of an overdose reversal kit; experience of stigma; HIV pre-exposure prophylaxis awareness; and diagnosis and treatment of HIV, HCV, syphilis and serious bacterial infections.
The Qualitative Working Group comprised of representatives from each study developed a core interview guide for semi-structured interviews to better understand the context of opioid and other drug use in rural settings. Guides were adapted to individual regions and administered separately from the baseline survey. Stakeholder and key-informant interviews with health departments, healthcare providers (primary care, emergency department, substance use disorder (SUD) treatment, pharmacy, etc.), law enforcement, community leaders, and other related organizations focused on: (1) local drivers of opioid use; (2) recent changes in PWUD population; (3) local barriers to addressing opioid use; and (4) suggestions for needed local changes. In addition, semi-structured interviews with PWUD covered topics such as: perceived changes in local socioeconomic conditions, substances used, and modes of administration; personal experiences with fentanyl and overdose; interactions with local law enforcement; knowledge of local laws related to naloxone rescue kits and drug paraphernalia; and use of and experiences with harm reduction, SUD treatment and SSPs.
Blood specimens were collected for rapid HIV, HCV and syphilis testing at most sites (one study used standard not rapid testing to be able to also include testing for hepatitis B virus). Specimens that were positive for HCV antibodies were forwarded to the GHOST (Global Hepatitis Outbreak Surveillance Technology) Sequencing Center at the Ragon Institute of Massachusetts General Hospital, Massachusetts Institute of Technology, and Harvard, a ROI-funded laboratory for next generation HCV sequencing, for RNA testing and sequence analysis. Linkage analyses for genetically associated transmissions and cluster detection were conducted by site among specimens with detectable RNA levels.
Participant characteristics are presented as counts and percentages or medians and interquartile ranges (IQR) and do not account for use of RDS recruitment weights or clustering of individuals that result from the network-based recruitment strategy. Future analyses will include multi-site qualitative analyses, evaluations of intervention impacts, and analyses that may utilize RDS-II  or other RDS recruitment weights as needed to reduce potential bias introduced by peer recruitment.
For each of the 8 ROI studies, the region, target population, sample size and inclusion criteria are described in Table 1. Differences in eligibility criteria were based on knowledge of the local epidemiology of opioid use and drug injection.
The ROI cohort of PWUD included 3048 individuals (range 173–991 across studies) with a median baseline age of 34 years (IQR: 28–43) (Table 2) and similar age distribution across studies. Most participants were white (85%); among the 15% who were non-white, Native American was the most common racial/ethnic group reported (7%). The cohort included 57% men, 43% women, and 1% transgender participants. Half (52%) were single, 23% had not finished high school, and 74% reported having health insurance. The percentage who reported having recently experienced homelessness was substantial: 53% in the past 6 months, although this varied across studies (36–68%).
Table 3 summarizes baseline substance use patterns including preferred substances for getting high and substances used in the prior 30 days, including injected drugs. Most participants identified an opioid as their preferred substance (54%). Heroin was the most common preferred opioid (38%), followed by prescription opioids (10%); only 2% reported that fentanyl or carfentanil were preferred substances. 35% reported their preferred substance was methamphetamine, with substantial variation across studies (ranging from 4% in NE to 52% in OR and WI). In the prior 30 days, 86% of participants had used opioids, 74% had used methamphetamine, 44% had used cocaine/crack, and 47% had used benzodiazepines. Polysubstance use was common: 84% reported using multiple classes of drugs in the prior 30 days, with a median of 3 drug classes. The percentage of participants reporting IDU in the past 30 days ranged from 73% to > 99% across studies. Of those who reported IDU in the past 30 days (n = 2587), 67% injected daily; the most frequently reported substances injected were methamphetamine (73%) and heroin (66%). Of note, 40% who reported injecting drugs in the past 30 days reported current injection of both opioids and cocaine (“speedball”) and/or opioids and methamphetamine (“goofball”) and 33% reported injection of fentanyl or carfentanil. In addition, in the prior 30 days, 49% of all participants reported binge alcohol use and 91% reported smoking tobacco (Table 3).
Substance-use related harms (unsafe injection, overdose and stigma) are shown in Table 4. High-risk injecting behaviors were frequently reported: among those who had injected drugs in the prior 30 days, 37% reported using a syringe/needle that had been used by someone else (range 29–55%) and 42% reported using cooker/cotton/spoons or rinses used by someone else (range 30–58%). Across studies, 49% had experienced an overdose, with a median of three lifetime (IQR: 2–5) overdoses. Only half had ever gotten an overdose kit containing naloxone or a prescription for naloxone (53%) and this also varied by region (20–72%). Most participants reported experiencing stigma, with > 75% of participants reporting feelings of shame related to drug use (range 60–85%).
Utilization of SSPs, medication for treating opioid use disorder (MOUD) and naloxone are described in Table 4. Only 36% of PWID reported that they obtained most of their new syringes from SSPs, notable given that SSPs were recruitment sites for some studies. However, studies differed substantially, with participants from half of the regions reporting pharmacies as their typical source of syringes. More than one in four participants lived more than a 30-minute drive from the nearest SSP or did not know where the nearest SSP was located. History of having ever received MOUD was common: 48% among those who reported lifetime opioid use; however only 19% had received MOUD in the prior 30 days.
In qualitative interviews with PWUD across studies (N = 355), participants provided details contextualizing frequent concurrent methamphetamine and opioid use. Overdoses were common, and often characterized by the unintended use of fentanyl. Negative attitudes toward law enforcement were widespread. Avoiding contacting police or emergency medical services when witnessing an overdose occurred frequently. Negative prior experiences with medical providers presented a barrier to accessing health services. Additional in-depth analyses of this qualitative data will be presented in future analyses.
The ROI brought together researchers from eight regions to address key questions related to substance use in rural areas across the U.S. through assembling a large sample of PWUD, most of whom injected drugs. Among the cohort of 3,048 PWUD, current use was predominantly opioids (86%), however the use of methamphetamines was strikingly high (74%), and 84% reported polysubstance use in the prior 30 days. Among those with current injection drug use, a third reported injecting synthetic opioids (fentanyl/carfentanil) and more than a third (40%) reported simultaneous injection of opioids and stimulants; both practices carry high risk for overdose. Participants frequently experienced sharing syringes and other injection equipment, overdoses, homelessness, and stigma. Variations across regions highlight key differences in access to support services as well as different unmet needs.
ROI and the current opioid crisis
The ROI consortium contributes to better understanding of patterns of opioid use in rural communities. Until recently, the U.S. opioid overdose epidemic has been characterized as having three waves . The first wave followed increased opioid prescribing during the 1990s which led to increases in prescription opioid overdose deaths beginning around 1999. The second wave, beginning around 2010, reflected rapid increases in overdose deaths involving heroin. The third wave, starting around 2013, was characterized by increases in overdose deaths involving synthetic opioids (e.g., fentanyl and fentanyl analogues), while prescription opioid deaths increased only slightly, and heroin deaths stabilized. The population impacted was younger, less often male, and more likely to be white and rural than past opioid epidemics , although the third wave also included increases in opioid-related overdoses among Black and Hispanic PWUD in urban areas . Increasing trends in HCV infections and localized HIV outbreaks among PWID [1, 23, 24] have accompanied the recent waves of opioid use in the U.S.
Findings from the ROI corroborate other recent data that suggest we have entered a fourth wave, which can be characterized as a mixed stimulant/opioid crisis . Recent data from the National Survey on Drug Use and Health  indicated that methamphetamine use increased from 2016 to 2019 among those ≥ 26 years old. Opioid use, opioid use disorder, and initiation remained stable. Heroin use also appeared stable, while heroin initiation declined in 2019. Rates of emergency department visits for suspected nonfatal overdoses involving both opioids and amphetamines increased from 2018 to 2019  and concurrent methamphetamine use among opioid users seeking substance use treatment has shown similar increases . Findings from the ROI cohort illustrate this fourth wave in the variety of substances used. While opioid use still predominated, a substantial proportion also used methamphetamine, with wide variation by region.
While most of the baseline data collection ended in early 2020, our findings, particularly ongoing data collection, should be considered in the context of the COVID-19 pandemic, as social isolation, changes in drug availability and use, limited access to or outright loss of mental health and counseling services, or other factors may disproportionately impact rural communities . Provisional data from the National Center for Health Statistics  estimates > 93,000 drug overdose deaths in the U.S. in 2020, an increase of nearly 30% compared to 2019 and the highest number of overdose deaths ever recorded for a single year; this unprecedented increase was driven by increases in overdose deaths from synthetic opioids (primarily fentanyl), methamphetamine, cocaine, and natural and semi-synthetic opioids. Some of the largest percent changes in overdose deaths from 2019 to 2020 occurred in ROI regions, including Vermont (+ 58%), Kentucky (+ 54%), and West Virginia (+ 49%) .
The findings here reflect the demographic characteristics of the local communities and the overall rural opioid epidemic, with PWUD more frequently being white and less frequently male than in previously described urban opioid epidemics . Many of the communities in this cohort had experienced methamphetamine crises in the past and it was not surprising that methamphetamine use was common, with New England a major exception. Injection of opioids was not limited to heroin but included street fentanyl/carfentanil and other opioids such as buprenorphine. Access to SSPs varied widely and reflected local policies and resources. Further analysis of our qualitative data will help us understand how access occurs, particularly given the absence of public transportation and low population density in these areas  as well as the known disparities related to driving times for opioid treatment programs in rural vs. urban regions . Rates of MOUD varied but were low, highlighting the relative lack of opioid treatment providers in rural areas. Insurance coverage was generally greater than expected; other research suggests that health care in rural areas has a greater dependency on Medicare and Medicaid reimbursement , which suggests that public insurance will be critical for addressing rural opioid use. The low density of credentialed behavioral health professionals and waivered buprenorphine providers in rural areas including ROI sites [32, 33], combined with often limited broadband and cell phone coverage , create contexts where alternatives to traditional in-person specialty care are needed but difficult to implement. Innovations in telehealth care driven by COVID-19 pandemic may provide a model for these underresourced areas.
Strengths and limitations
ROI strengths include the large number of PWUD, primarily PWID, comprehensive and harmonized quantitative data to characterize the rural opioid epidemic, rich qualitative data from PWUD to provide context, and stakeholder interviews to better understand available local resources and needs. To our knowledge, this study offers the largest and most geographically diverse sample of rural people who use opioids to date; importantly, it reflects the fourth stage of the opioid overdose epidemic, characterized by both opioid and stimulant use . Nonetheless, better characterization of the patterns of overlapping opioid and stimulant polysubstance use and resulting overdoses are still needed. The ROI brings together a multidisciplinary group of researchers, substance use treatment providers, public health experts and others to provide expertise to improve benefits across all areas studied. The standardized data collection process and measures across studies allows data harmonization that enhances an overall understanding of the opioid crisis and related comorbidities in rural areas. Limitations include the potential that these eight regions may not necessarily represent the opioid- and IDU-related experiences of all U.S. rural regions, and that respondent-driven sampling may not have recruited a representative sample. However, core areas of the current crisis– including central Appalachia, the rural Midwest, and New England– are represented along with historically methamphetamine-impacted areas of the Pacific Northwest.
A key goal of phase one data collection was to identify potential areas of intervention. Phase two data collection is underway and involves seven different interventions tailored to specific needs. The interventions range from expansion of harm reduction services in underserved areas to randomized, multicomponent interventions. The most common components of the interventions are (1) telehealth, predominantly for HCV treatment; (2) peer navigation to increase testing and linkage to care for HIV, HCV and SUD; and (3) community capacity-building and engagement to reduce stigma and enhance provider capacity. It is worth noting that variation in interventions was intended to ensure that they were contextually relevant and driven by data-informed needs of each region.
The ROI represents an unprecedented collaboration among federal agencies, researchers, and public health stakeholders spanning multiple jurisdictions throughout the U.S. dedicated to understanding and addressing the syndemic of infectious diseases and drug use in rural settings. By combining data across studies, the ROI provides much greater statistical power to address research questions and better understand drivers and potential interventions in rural areas where resources are more limited and stigma remains a key obstacle. The data also provide an opportunity to examine community assets critical to rural PWUD’s resilience in the face of obstacles. With data from > 3,000 rural PWUD from eight regions, the ROI provides a number of clinical insights including demonstrating the current overlap between opioid and methamphetamine use, frequent homelessness, tremendous stigma and other unmet needs. Knowledge gained from the ROI has informed the development and current evaluation of public health interventions to reduce the morbidity and mortality associated with opioid and other drug use that may be implemented in underserved rural settings.
We welcome collaboration and encourage mentorship and the use of the ROI data stripped of all protected health information (PHI) to enable early investigators to address meaningful questions with support to help ensure their success. Additional information can be obtained at the ROI website: ruralopioidinitiative.org or by contacting the ROI DCC at email@example.com. Follow the Rural Opioid Initiative on Twitter @ruralopioids.
Audio computer-assisted self-interview
Appalachian Regional Commission
Computer-assisted personal interview
Centers for Disease Control and Prevention
Data coordinating center
Hepatitis C virus
Injection drug use
Medication for opioid use disorder
National Institute on Drug Abuse
People who inject drugs
People who use drugs
Questionnaire Development System
Rural Opioid Initiative
Substance Abuse and Mental Health Administration
Syringe service program
Substance use disorder
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This publication is based upon data collected and/or methods developed as part of the Rural Opioid Initiative (ROI), a multi-site study with a common protocol that was developed collaboratively by investigators at eight research institutions and at the National Institute of Drug Abuse (NIDA), the Appalachian Regional Commission (ARC), the Centers for Disease Control and Prevention (CDC), and the Substance Abuse and Mental Health Services Administration (SAMHSA). The views and opinions expressed in this manuscript are those of the authors only and do not necessarily represent the views, official policy or position of the U.S. Department of Health and Human Services or any of its affiliated institutions or agencies, or those of the Appalachian Regional Commission. The authors thank the other ROI investigators and their teams, community and state partners, and the participants of the individual ROI studies for their valuable contributions. In addition, the authors especially want to thank Dr. Holly Hagan, our ex-officio steering committee chair, for her thoughtful input and her review of previous drafts of this manuscript.
A full list of participating ROI institutions and other resources can be found at http://ruralopioidinitiative.org.
This work was supported by the National Institute on Drug Abuse [UG3DA044829/UH3DA044829, UG3DA044798/UH3DA044798, UG3DA044830/UH3DA044830, UG3DA044823/UH3DA044823, UG3DA044822/UH3DA044822, UG3DA044831/UH3DA044831, UG3DA044825, UG3DA044826/UH3DA044826] with co-funding from the Centers for Disease Control and Prevention (CDC), Substance Abuse and Mental Health Services Administration (SAMHSA), and the Appalachian Regional Commission (ARC). Research presented in this manuscript is the result of secondary data harmonization and analysis and was supported by grant U24DA048538 from NIDA. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health, CDC, SAMHSA, the Department of Health and Human Services, or ARC.
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Jenkins, R.A., Whitney, B.M., Nance, R.M. et al. The Rural Opioid Initiative Consortium description: providing evidence to Understand the Fourth Wave of the Opioid Crisis. Addict Sci Clin Pract 17, 38 (2022). https://doi.org/10.1186/s13722-022-00322-5
- Substance use
- Injection drug use